Showing posts with label interpersonal relationships. Show all posts
Showing posts with label interpersonal relationships. Show all posts

Tuesday, June 24, 2025

What do Neo-Aristotelian Perspectives tell us about Flourishing Individualism?

 


This is a guest essay by Dr Theodore N. (Ted) Pauls.

Ted Pauls holds a Doctorate in Higher Education Administration and serves as a Professor of Business at Bethany College (Bethany, West Virginia). He has 32 years of college teaching experience including Bethany, Wheeling Jesuit University, and West Liberty University. He also currently serves as the President of the Brooke County Board of Education. Prior to entering academe, Ted served as a Marketing Director for a privately held corporation and as a stockbroker.

In my view, the topic of Ted’s essay is highly relevant to people who live in the liberal democracies. I often hear people claim that the priority given to personal freedom in those societies has caused them to become excessively individualistic. How can defenders of individual liberty respond to those who claim that excessive individualism has contributed to narcissistic behaviour, social isolation, and mental illness? We can’t deny that many individuals lack integrity in their dealings with others. We can’t deny that many individuals live lonely lives, lacking positive relationships with others. We can’t deny that many individuals seek to escape from reality and that some of them end up delusional.

However, we can explain that it is wrong to jump to the conclusion that the solution to those problems lies in further restricting opportunities for individual self-direction. We can explain that humans cannot fully flourish unless they have opportunities to exercise the practical wisdom and integrity required to direct their own lives in accordance with goals they choose and values they endorse. And we can also explain that the kind of individualism that we endorse is the flourishing individualism that Ted Pauls writes about in the following essay.

Ted writes:

 Flourishing individualism is a philosophical vision that places the rational, morally responsible individual at the center of ethics, politics, and human life. It is an ideal that affirms the dignity of the person, the objectivity of value, and the necessity of freedom—not merely as a constraint on power, but as the essential condition for human excellence. This article develops a theory of flourishing individualism by integrating key insights from three related and foundational works:

  • Leonard Peikoff’s Objectivism: The Philosophy of Ayn Rand (1991),
  • Edward W. Younkins’s Flourishing and Happiness in a Free Society: Toward a Synthesis of Aristotelianism, Austrian Economics, and Ayn Rand’s Objectivism (2011), and
  • Douglas J. Den Uyl and Douglas B. Rasmussen’s The Perfectionist Turn: From Metanorms to Metaethics (2016).

Each of these works contributes to a shared theme: the defense of individual flourishing as the core moral aim and the view that political society exists to enable, not direct, that flourishing. Peikoff articulates Ayn Rand’s Objectivist ethics and politics as a fully integrated philosophical system grounded in reason, egoism, and laissez-faire capitalism. Younkins seeks to synthesize Aristotelian virtue ethics, Austrian economics, and Objectivist principles to argue that human happiness and social cooperation are best achieved in a free society. Den Uyl and Rasmussen develop a metanormative liberalism in which the moral diversity of flourishing individuals is protected by political principles that are themselves ethically grounded but non-perfectionist in character.

The result of their combined perspectives is a powerful moral and political framework that answers the challenge of modern pluralism without surrendering the objectivity of value. It is a theory that preserves the ethical centrality of virtue and the reality of human goods while insisting on the primacy of liberty and individual responsibility. This article unfolds this framework in five parts: (1) the moral foundations of individual flourishing, (2) the structure of virtue and self-perfection, (3) the social context of flourishing, (4) the political principles that protect freedom, and (5) the philosophical implications of flourishing individualism for contemporary thought.

The Moral Foundations of Flourishing

At the heart of flourishing individualism is the idea that human life has an objective standard of value and that each individual must discover and pursue their own good through rational action. This view stands in opposition to both subjectivist relativism and collectivist moralities that subordinate the individual to external purposes.

Peikoff Explains Rand on Reason and on Life as the Standard of Value


Leonard Peikoff, in Objectivism: The Philosophy of Ayn Rand presents a moral framework that begins with the facts of human nature. This book is the first comprehensive statement of Rand’s philosophy. Peikoff discusses Rand’s views on metaphysics, epistemology, ethics, politics, and aesthetics. Rand’s philosophy asserts that existence exists independently of consciousness, that reason is the primary means of understanding the world and one’s place in it, and that individuals should act in pursuit of their own self-interest. Ayn Rand’s ethics, as he explains, holds that value is that which one acts to gain or keep, and that the fundamental alternative at the base of value is life versus death. Since human beings do not survive automatically, but by the use of reason, the standard of value is not mere survival, but rational flourishing—living as the kind of being one is.

This leads to a morality of rational egoism. The purpose of morality is not to sacrifice the self for others, nor others for the self, but to guide each individual in achieving their own happiness through the use of reason. Moral principles are principles of self-perfection, of the kind of character and action required to live a fully human life.

Objectivist ethics is thus neither altruistic nor hedonistic. It affirms the individual as an end in himself and views the pursuit of one’s own rational interests as both morally right and practically necessary. It calls for independence, integrity, productivity, and pride—virtues that are both personally fulfilling and socially beneficial.

Rand’s Objectivism holds that an individual’s choice to live is required for ethical obligations to exist. On the other hand, Younkins, Den Uyl, and Rasmussen all maintain that there is an ethical obligation to choose life because life is one’s natural end and good and therefore choiceworthy.

Younkins on Flourishing and Human Nature


Edward W. Younkins, in Flourishing and Happiness in a Free Society, expands on this foundation by situating it within the broader tradition of Aristotelian eudaimonism. He argues that human beings have a nature with specific potentials and that morality consists in actualizing these potentials over the course of a lifetime. Flourishing (or eudaimonia) is an activity of the soul in accordance with reason and virtue.

Younkins draws on Aristotle, Rand, contemporary neo-Aristotelian philosophers, Austrian economists, and others to argue that flourishing is not reducible to pleasure, wealth, or external success. It is a state of integrated self-realization involving rationality, moral character, purposeful work, and meaningful relationships. It requires that individuals make choices consistent with their nature and long-term well-being.

Crucially, flourishing cannot be given or imposed—it must be chosen and achieved. This emphasis on agency echoes Objectivism’s moral individualism while adding a richer account of the variety and depth of human goods. The good life is not a fixed pattern but a dynamic process of self-perfection.

He also explains that Objectivist claims of value objectivity and claims of Austrian economists are compatible because that involve different levels of analysis. Rand’s sense of value-objectivity complements the Austrian sense of value-subjectivity because personal flourishing on an objective level transcends subjective value preferences.

Younkins’s book presents the essentials of a potential paradigm or conceptual framework for individual human flourishing in a free society. It is an attempt to forge an understanding from various disciplines and to integrate them into consistent, coherent, and systematic whole. His goal is to have a paradigm in which the views of reality, human nature, knowledge, values, action, and society make up an integrated whole. He recognizes that his potential framework will grow and evolve as scholars engage and extend its ideas.

Den Uyl and Rasmussen on Individualistic Perfectionism


Douglas J. Den Uyl and Douglas B. Rasmussen, in ThePerfectionist Turn, argue that ethical theory must return to a teleological and perfectionist framework that recognizes the centrality of human flourishing. Against dominant trends in analytic philosophy that treat ethics as a matter of rules, duties, or utility, they insist that the good life is the ultimate standard of evaluation.

Their contribution lies in developing a concept of “individualistic perfectionism”: the view that the good is self-perfection, but that this perfection takes diverse forms based on individual contexts, capacities, and choices. Flourishing is not a single ideal life but a framework in which many legitimate variations of the good life are possible.

Den Uyl and Rasmussen define human flourishing as objective, inclusive, individualized, agent-relative, self-directed, and social. A person’s flourishing is desired because it is desirable and choice-worthy.

This view preserves the objectivity of morality while respecting the uniqueness of persons. It sees ethics as aspirational, not prohibitive—as a guide to excellence rather than a list of constraints. And it affirms the value of individual agency, creativity, and responsibility in moral development.

 Den Uyl and Rasmussen defend a template of responsibility, rather than a template of respect, as a framework within which to based one’s self-perfection. This agent-centered template recognizes the existential condition that each responsible and choosing individual must make a life for himself. Under this template self-direction and integrity are central to morality because personal responsibility for one’s life is primary.

Den Uyl and Rasmussen explain that political philosophy is unavoidably tethered to deeper, more foundational. and comprehensive perspectives and frameworks regarding reality, human nature, and ethics, Championing the tethered character of political philosophy, Den Uyl  and Rasmussen advocate individualistic perfectionism and the template of responsibility for a person’s self-perfection.

The Virtues of Flourishing: Self-Perfection in Practice

Flourishing individualism depends not only on abstract principles but on the cultivation of character. Virtue is the bridge between human nature and human flourishing: it is the habitual excellence of the soul in action.

All of these thinkers agree that virtues are not mere social conventions or rules of obedience but rational habits that support an individual’s life and happiness. While they differ in terminology and emphasis, they converge on a core set of traits that enable a flourishing life.

Objectivist Virtue Theory

Peikoff identifies seven cardinal virtues in Ayn Rand’s ethics: rationality, independence, integrity, honesty, justice, productiveness, and pride. Each of these is a rational requirement of life, rooted in the objective needs of human survival and flourishing.

  • Rationality is the primary virtue: it is the commitment to reason as one’s only source of knowledge and guide to action.
  • Independence follows from rationality: it is the reliance on one’s own judgment rather than on the beliefs or authority of others.
  • Integrity is fidelity to one’s rational principles.
  • Honesty is the refusal to fake reality.
  • Justice is the principle of judging others objectively and giving them what they deserve.
  • Productiveness is the creation of material values.
  • Pride is moral ambitiousness—a commitment to achieving one’s moral worth.

These virtues are not sacrifices but achievements. They are the means by which an individual shapes a life worth living.

Younkins on Integrated Living

Younkins expands this list by emphasizing the integration of mind, body, and character. He argues that flourishing involves not just isolated traits but the harmonious development of the whole person. This includes intellectual virtues like wisdom and understanding, moral virtues like courage and benevolence, and practical virtues like industry and perseverance.

He also stresses the importance of purposeful work and the creation of value. Echoing Rand and the Austrians, Younkins sees economic activity not as a separate sphere but as an expression of human creativity and agency. Work is not a mere means to leisure; it is part of the good life.

Den Uyl and Rasmussen on the Diversity of Excellence

Den Uyl and Rasmussen agree that virtue is central but emphasize that virtue must be contextualized. Because flourishing is individualized, the specific content of virtue can vary with personal identity, role, and situation. What prudence or courage demands may differ between a soldier, a scholar, and an entrepreneur.

They resist reducing virtue to rule-following or to a fixed ideal life. Instead, they see it as a dynamic and developmental concept: excellence in the use of practical reason to navigate the world in pursuit of self-perfection. This view aligns with Aristotle’s emphasis on phronesis (practical wisdom) as the master virtue guiding others.

Den Uyl and Rasmussen add practical wisdom (prudence) to the Objectivist list of virtues. They explain that reason is a self-directing activity and that practical wisdom is the excellent use of practical reason and the central integrating virtue of a flourishing life.

The Social Context of Flourishing

Flourishing is personal, but it is not solitary. Human beings are social by nature, and many goods—friendship, love, trade, knowledge—require the presence of others. The moral vision of flourishing individualism recognizes this fact without collapsing the individual into the collective.

The Role of Trade and Civil Society

Peikoff emphasizes that trade—both economic and spiritual—is the proper mode of human interaction. In a society of rational individuals, people deal with one another by mutual consent for mutual benefit. Force, fraud, and parasitism are morally and practically incompatible with a flourishing life.

Younkins adds that civil society—the network of voluntary institutions, markets, and communities—is the natural habitat for human flourishing. Drawing on Austrian economics, he shows how spontaneous order arises from the free choices of individuals pursuing their own goals. Markets are not chaotic or amoral but forms of cooperation that reflect human values.

Younkins explains that an entrepreneur attains wealth and his other objectives by providing people with goods and services that further flourishing on earth. He views entrepreneurs as specialists in prudence—the virtue of applying one’s talents to the goal of living well. In turn, Den Uyl and Rasmussen see a parallel between entrepreneurship and moral conduct. They discuss the creativity of human beings both in producing wealth and in building moral character, two enterprises that require alertness, insight, and evaluation and are parts of a flourishing life. They explain that both ethical wealth and economic wealth are a function of one’s actions taken to produce a good life.

Virtue and Community

While the state must not impose virtue, communities and relationships play an essential role in cultivating it. Younkins, Den Uyl, and Rasmussen all stress the importance of cultural norms, moral education, and social practices that support character development. Families, friendships, institutions of learning, and the arts all contribute to the conditions of flourishing.

But these institutions must be voluntary and diverse. The ethical pluralism of flourishing individualism requires a social order that permits experimentation, innovation, and personal growth.

Political Philosophy and the Framework for Flourishing

Ethics identifies the good life for the individual; political philosophy identifies the kind of social order that makes the pursuit of that life possible.

Peikoff, Rand, and Objectivism: Rights as Moral Principles

Peikoff and Rand emphasize that because human beings survive by reason, and because reason is a volitional faculty, freedom is the political condition required for moral agency. Rights are objective principles that protect the individual’s freedom to act.

The proper political system, therefore, is laissez-faire capitalism: a system that protects rights and bans the initiation of force. It is not morally neutral but grounded in the recognition that each individual has a moral right to live for their own sake.

Younkins: Natural Law, Natural Rights, and Civil Society

Younkins explains that the natural negative right to liberty is concerned with regulating conditions for human flourishing They are not directly concerned with promoting the attainment of flourishing. He agrees with Den Uyl and Rasmussen’s long held view that rights are metanormative principles that protect self-directedness, a universal requirement to all manifestations of human flourishing.

He also demonstrates that political freedom enables the emergence of complex, adaptive systems—markets, associations, cultural norms—that support flourishing. He draws on Austrian insights to argue that no central planner can substitute for the decentralized knowledge and creativity of individuals.

This view also entails limits on political authority. The state must be constrained by rule of law and dedicated to protecting liberty—not managing outcomes or mandating virtues.

Den Uyl and Rasmussen: The Metanormative Structure of Liberalism

Unlike Rand, Den Uyl and Rasmussen (as well as Younkins) distinguish between normative and metanormative principles. Ethics is normative: it guides individuals in living well. Politics is metanormative: it defines the conditions under which individuals can peacefully pursue diverse goods.

This leads to a perfectionist yet non-perfectionist liberalism: one that values flourishing and virtues but refrains from legislating them. The liberal order is justified not by neutrality but by its compatibility with ethical pluralism and moral agency.

Philosophical Implications and the Future of Flourishing Individualism

Flourishing individualism reconciles objectivity with freedom, pluralism with virtue, and individuality with community.

It offers:

  • Objectivity without authoritarianism: Morality is real, but political authority is limited.
  • Pluralism without relativism: There are many good lives, but not all lives are equally good.
  • Agency in a world of systems: Individuals are not products of structures but shapers of their own destiny.
  • A humanistic ideal: The individual is not a cog in the machine but a creator of values.

In a time of cultural fragmentation and political overreach, this philosophy offers a bold and humane alternative. It calls on us to build a society that respects liberty, cultivates virtue, and honors the rationality and free will of each person.

Together, these books by Peikoff, Younkins, and Den Uyl and Rasmussen provide essential  ideas for a robust framework for understanding flourishing individualism—a life of rational self-interest, virtue, and freedom.


References

Den Uyl, Douglas J., and Douglas B. Rasmussen. The Perfectionist Turn: From Metanorms to Metaethics. Edinburgh: Edinburgh University Press, 2016.

Peikoff, Leonard. Objectivism: The Philosophy of Ayn Rand. New York: Dutton, 1991.

Younkins, Edward W. Flourishing and Happiness in a Free Society: Toward a Synthesis of Aristotelianism, Austrian Economics, and Ayn Rand’s Objectivism. Lanham, MD: University Press of America, 2011.

Sunday, May 11, 2025

How does Entangled Political Economy help us to understand political entrepreneurship?

 


After I finished reading Richard E. Wagner’s book, Politics as a Peculiar Business, the thought crossed my mind that I should encourage people to read what I was about to write about it before reading the other essays I have recently written about political entrepreneurship. The titles of the other essays are:

Can the concept of political entrepreneurship help us to understand authoritarianism?

What role does political entrepreneurship play in institutional change?

Should we expect our political leaders to be great and good?

I have been writing essays about political entrepreneurship to improve my understanding of the topic. In the process I have felt like that a blind man trying to build up a picture of an elephant in his mind by approaching it from different angles. After I finish writing this essay, I might be able to turn my mind to considering how best to present my understanding of the concept and its relevance to liberty and human flourishing.

Entangled Political Economy


The full title of Richard E. Wagner’s book is Politics as a Peculiar Business: Insights from a Theory of Entangled Political Economy (Edward Elgar, 2016).  

Wagner refers to the ancient Indian parable of the blind men and the elephant in suggesting that political economy is best approached from the standpoint of plausible reasoning rather than demonstrative reasoning.

Plausible reasoning starts from the standpoint that the object of inquiry cannot be known in full detail to the inquirer.

By contrast, demonstrative reasoning begins with a set of assumptions about human behavior, and then analyses the implications of those assumptions. The conventional welfare economics approach to the role of government - with its assumption that government acts like an omniscient and benevolent dictator attempting to maximize the well-being of citizens by correcting externalities and providing public goods – provides a relevant example of demonstrative reasoning.

The analytical framework of Entangled Political Economy recognises that both “polity and economy are areas of practical action that operate in similar but not identical fashion.”

The author suggests that human nature has “a bi-polarity about it that generates both polity and economy.” The political side of human nature entails recognition that we are social creatures who live in close proximity and engage in cooperation and conflict. The economic side entails recognition that we need “to make a livelihood” and desire “to be self-directed as against being conscripts in someone’s army”.

I am not persuaded that “bi-polarity” is the best way to capture the idea that humans are “political animals” whose interactions with other members of the species are not always motivated by personal benefit. It seems to me that human nature inclines individuals to seek to flourish by making wise and well-informed choices about all aspects of their lives that they are able to influence, including their interactions with others. 

However, as public choice theorists have noted, most people lack sufficient motivation to allocate the time and effort required to make well-informed choices in relation to national politics because their individual choices are unlikely to have much impact on national outcomes. Wagner’s view of entangled political economy draws on that public choice literature.

I certainly agree that political economy should focus on the full range of interactions among persons and entities within society. As Wagner notes, that perspective has important implications for social change:

“The framework of entangled political economy accommodates recognition that societies change only through individual action inside those societies, and with those actions spreading within the society according to the receptivity of other members of that society to those changes.”

Although Entangled Political Economy is based on a description of different kinds of interactions among individuals in the real world, it represents a departure from the way many economists have previously thought about the interaction between politics and economics. Wagner reminds readers that it has been customary to “envision a polity as a kind of lord of the manor who overseas what is denoted as economy.” He points out that discussion is usually in terms of “additive political economy” in which polity and economy are denoted as independent entities and polity intervenes in economy to correct “market failure”. He argues:

“The Progressivist vision of political presence and dominance throughout society is abetted by the vision of additive political economy because that vision provides rationalization for unlimited political action.”

Political entrepreneurship

 Wagner argues that it makes sense to view politics as a peculiar form of business because it has many characteristics in common with business. Both are sources of livelihood for people, entail competition, and are supported by administrative educational organisations. Both must attract investors to provide capital. Both involve entrepreneurship.

The main difference between political entrepreneurship and market entrepreneurship arises because of the difference between dyadic and triadic relationships. Dyadic relationships involve two people; triadic relationships involve three. Wagner observes that market relationships can be reduced mostly to a set of dyadic relationships where both parties benefit. Political relationships typically require a set of triadic relationships where two people exchange mutual support and a third is forced to provide financial support.

Wagner explains:

“Within the triadic relationships associated with electoral competition … a political entrepreneur can construct a supporting coalition by crafting a transactional structure that entails gainers and losers, while at the same time generating a supporting ideological cover that softens and conceals the redistributive character of the transaction.”

The difference between market and political competition has implications for the qualities required for successful entrepreneurship in different contexts. Wagner suggests that while puffery is an understandable part of market competition, “electoral competition is mostly about puffery”. Systemic lying is a feature of political competition. Sentiment tends to play a larger role, relative to reason, in political competition because of the absence of a direct connection between the individual elector’s choice and the outcome obtained. Voting is like ordering a meal at a restaurant and being served the same meal as everyone else, irrespective of what you ordered. Wagner notes Vilfredo Pareto’s view that ideological articulation can induce people to support measures that they might have opposed in a market setting. Voters generally embrace policies that enable them to feel good about themselves.

Wagner argues that little substantive work is accomplished through elections and political campaigns. The substantive work of policy choice takes place “outside electoral politics and entails the interactive elements necessary for constructing and maintaining deals.” He suggests a parliamentary assembly can be viewed as an “investment bank” because it is “a hub for making deals” involving selection and funding of projects. In that context:

“Entrepreneurs are thus competing among themselves to seize the future. Successful entrepreneurship offers both fame and fortune.”

In reading Wagner’s account of political entrepreneurship, it occurred to me that the significance of electoral competition in the United States is greater than he portrays it to be. That perception is based partly on my (somewhat cursory) observation of the presidential election in 2024 and the performance of the Trump administration in its first 100 days in office.

The 2024 U.S. election and its aftermath may be atypical, but similar political entrepreneurship has been on display in some European elections.  As discussed in a previous essay, political entrepreneurs tend to focus on niches in the marketplace of ideas. They seek to attract support from people who are discontented with current economic and social outcomes by emphasizing alleged problem-solving capacities of their ideas. Their success in attracting a loyal support base of customers who are willing to help them to sell their narrative depends to a large extent on the strength of competition from politicians selling different narratives, and on the extent of resistance by journalists and members of the public who consider their narratives to be incorrect, or that their policy proposals are unworkable, unconstitutional, unethical, or otherwise unhelpful.

I also observed that the discussion of entangled political economy in Politics as a Peculiar Business seemed more relevant to countries with parliamentary systems of government than to those with presidential systems, where much business seems to be done via “executive orders”. However, that is not intended as criticism. It may reflect the greater role of “executive orders” in the U.S. in the years since the book was published.

How can entanglement be contained?

One of Wagner’s aims in writing the book was “to explain how an entangled political economy can generate its own momentum to transform a constitution of liberty into a constitution of control”. He refers to the credit market as providing an example of how this occurs. Private ordering of credit markets is vulnerable to entanglement for two reasons. On the demand side are market participants who are dissatisfied with how they fare in privately ordered credit markets. On the supply side are “political figures who want to catapult themselves from background to foreground in the cosmic drama that is human society”.

Another example relates to the Fifth Amendment of the U.S. Constitution which provides for just compensation when the government takes private property for public use. However, Wagner observes that “history over the past century or so has increasingly run in the direction of governments taking property for what are private uses and paying only partial or token compensation”. A clear constitutional provision is not necessarily “sufficiently strong to deter rapacious interest groups from using government as an instrument of predation”.

Wagner refers to Vincent Ostrom’s observation that government involves a Faustian bargain: “instruments of evil – power over other people – are to be employed because of the good they might do, recognizing that evil might also result.” 

How can we minimize the potential for evil to result? Wagner suggests that the alternatives are “parchment” and “guns”.

“Parchment” refers to constitutional rules. Constitutional rules may remain effective if supported by public morality – sufficient numbers of people being willing to refrain from use of the powers of the state to enrich themselves at the expense of others. This approach relies on education and related processes to cultivate virtue and wisdom.

“Guns” refers to an approach that looks primarily to “a kind of opposition of interests to limit government predation”. Wagner suggests that “guns” may complement “parchment”. He writes:

“The basic principle behind this approach is for governmental action to require some concurrence among different participants with opposed interests.”

Wagner suggests that when it becomes habitual for people to use politics in a predatory manner that may “promote alternative beliefs as to what comprises just conduct”. He concludes that “parchment and guns … would seem to be nonseparable ingredients of constitutional order in the final analysis.”

Wagner tells us that his reference to guns is metaphorical, so what he has in mind may not necessarily be violent. For example, those who believe themselves to be victims of predation have an incentive to form associations to protect their interests in the courts and may be able to exert countervailing power the political arena.

While I believe that entangled political economy offers important insights about interactions between participants in politics and markets, I would have liked the author to explore more fully the macroeconomic consequences of increasing entanglement. Perhaps that would have led to a more optimistic conclusion.

In Freedom, Progress, and Human Flourishing I suggested that although most liberal democracies are heading for major economic crises in the years ahead there are reasons to be optimistic “that governments will eventually introduce institutional reforms to enable the drivers of progress to restore growth of opportunities.” (See Chapter 6, particularly p. 120)

My optimism presupposes the emergence of political entrepreneurs who understand the nature of the problems that need to be addressed and can marshal the political support required to carry out appropriate institutional reforms to correct those problems.

Conclusions

The discussion of entangled political economy in Richard Wagner’s book, Politics as a Peculiar Business, is helpful to an understanding of the context in which political entrepreneurship occurs in the liberal democracies.

Entangled political economy focuses on the full range of interactions among persons and entities within society. It emphasizes that societal change occurs only through individual actions. Entangled political economy represents a departure from the view of those economists (and governments) who have envisioned a polity as a kind of lord of the manor who overseas an economy.  

Wagner argues that politics has many characteristics in common with private business, but it is characterized by triadic relationships rather than dyadic relationships. Market relationships can be reduced mainly to sets of relationships between two people, both of whom benefit. Politics typically requires sets of relationships where two people exchange mutual support and a third is forced to provide financial support.

The author suggests that the main work of political entrepreneurs – interactions to construct deals - takes place outside electoral politics. He suggests that parliaments can be viewed as kinds of investment banks because they are hubs for making deals involving selection and funding of projects.

In my view the significance of electoral politics and deal-making by executive arms of governments is greater than Wagner portrays it to be. However, my view has been strongly influenced by events since 2016, when his book was published.

Wagner argues that entangled political economy generates its own momentum to transform a constitution of liberty into a constitution of control. He is pessimistic about the prospect for entanglement to be contained via constitutional rules and moral conduct. He suggests that habitual use of politics in a predatory manner promotes an alternative view of what constitutes just conduct.

In my view, Wagner might have come to a more optimistic conclusion if he had more fully explored the macro-economic consequences of increasing use of the powers of the state for predatory purposes. Economic crises may eventually bring about appropriate institutional reforms if political entrepreneurs emerge who can marshal the political support required to implement them.  


Monday, January 27, 2025

What is the problem with aggressive realism in international relations?

 


Before I outline John Mearsheimer’s theory of aggressive realism, I will present my version of the classical liberal view of international relations.

A classical liberal view

As the epigraph might suggest, I subscribe to a view of international relations that has been around, in one form or another, at least since the time of the Ancient Greeks. The poet Hesiod, one of the founders of Greek epic poetry, advised his brother, Perses, to avoid thinking of obtaining wealth by engaging in predatory violence, including war. He urged Perses to respect the rights of other people, and to seek prosperity by working and engaging in peaceful competition with economic rivals.

As I see it, it is natural for individuals to seek to flourish by engaging in peaceful pursuits in mutually beneficial collaboration with others. However, it is an unfortunate fact of life that some people - individuals, groups, and nations - seek to obtain wealth by predation. People can flourish by engaging in peaceful pursuits only if they are able to protect themselves from predation.

It is not difficult to identify predatory nations which have a recent track record of seeking to invade the territory of other jurisdictions or threatening acts of violence against them. 

People in neighboring jurisdictions have an obvious incentive to protect themselves, and each other, from such predatory behavior. Nations that do not have predatory intent toward other jurisdictions have an incentive to band together to form communities of peaceful nations. The purpose of these multinational communities is to establish and enforce international rules that outlaw invasion and other violent activities that predatory nations undertake.

The multilateral communities of peaceful nations (MCPN) that I have in mind would have more in common with some existing security treaties than with the United Nations. I envisage that the MCPN would exist solely for mutual protection and would avoid attempting to pursue other objectives such as protecting individual rights, promoting economic development, or pursuing environmental objectives.  Multilateral cooperation might be desirable to pursue some of those other objectives, but the MCPN are more likely to be effective in pursuing the objective of discouraging predation if they focus specifically on that objective.

The approach proposed above should enable liberal democracies to avoid becoming involved in pathetic attempts to impose the institutions of liberal democracy on people with different belief systems, values, and ideals. However, it would support provision of military aid to Ukraine - to support its defense against Russian aggression, to Israel - to support its defense against terrorism sponsored by Iran, and to Taiwan - to counter Chinese threats of invasion.

I have previously outlined some similar ideas in myreview of Christopher Coyne’s book, In Search of Monsters to Destroy.

The approach proposed here has much in common with the classical liberal approach to international relations theory described by Edwin van de Haar in a monograph entitled, Human Nature and World Affairs, published by the London-based Institute of Economic Affairs in 2023.

The theory of aggressive realism

When a friend suggested a few weeks ago that I should watch Lex Fridman’s interview of John Mearsheimer, my initial reaction was that I had already knew enough about Mearsheimer’s views because someone had referred them to me in 2022, soon after Russia’s invasion of Ukraine. I suggested that my friend should take a look at Niall Ferguson’s refutation of Mearsheimer. Surprisingly, he took up my suggestion, so I felt obliged to watch the Mearsheimer interview.


After watching the interview, my initial reaction was that I had heard enough from John Mearsheimer to last me for at least the rest of 2025. However, I had to acknowledge (to myself) that Mearsheimer’s approach to the issues was scholarly, So I decided that it might be worth trying to find out more about the basis for his views. That is how I came to read, The Tragedy of Great Power Politics (2014 edition).

Mearsheimer argues that the overriding goal of each state is to maximize its share of world power. Since no state is likely to achieve global hegemony, the world is condemned to “perpetual great power competition”.

His theory of aggressive realism is based on 5 bedrock assumptions:

  1. The international system is anarchic, in the sense that the system comprises independent states that have no central authority above them. 
  2. Great powers inherently possess some offensive military capability. 
  3. No state can ever be certain about another state’s intentions, regarding the use of offensive military capability.
  4. Survival is the primary goal of great powers – they are unlikely to be able to pursue other goals if they are conquered.
  5. Great powers are rational actors – they think strategically about how to survive in their external environment.

Mearsheimer argues that these assumptions are realistic and that, together, they “create powerful incentives for great powers to think and act offensively with regard to each other”.  He suggests that hegemony is the best way for any state to guarantee its own survival.

The author views aggressive realism as a prescriptive theory as well as a descriptive theory. If great powers want to survive, they should behave like aggressive realists.

The extent to which states fear each other determines the severity of their security competition as well as the probability that they will fight a war. An “unbalanced multipolarity” is the power configuration that generates the most fear because it contains a potential hegemon which stands a good chance of dominating the other great powers in its region and the world.

Much of Mearsheimer’s book is devoted to marshalling historical evidence in support of his theory, but the final chapter focuses on a specific application of his theory. In that chapter, he seeks to answer the question: Can China rise peacefully?

Mearsheimer does not believe China can rise peacefully. He argues that if China maintains rapid economic growth over the next few decades, it is likely to end up in an intense security competition with the United States and its neighbors. He views China as a potential hegemon and the current international power configuration as an unbalanced multipolarity.

According to Mearsheimer, the optimal policy for the United States to adopt toward China is “containment”, rather than other alternatives including preventive war, pursuing policies aimed at slowing China’s economic growth, or seeking to weaken China by fomenting trouble within its borders. Containment means “keeping Beijing from using its military forces to conquer territory and more generally expand its influence in Asia”. Mearsheimer suggests that the U.S. should form a balancing coalition with as many of China’s neighbors as possible.

Where is the problem?

As I see it, there are two main weaknesses in Mearsheimer’s analysis. The most fundamental problem stems from assumption 3. In order to argue that aggressive realism is the optimal strategy for a state to adopt, I think it would be necessary to argue that there is always a great deal of uncertainty about the intentions of neighboring states, rather than just lack of certainty. Perhaps it is true that no state can ever be certain about another state’s intentions, but I think states can usually make well-informed judgements about the intentions of their neighbors. Australia and New Zealand, for example, can be sufficiently certain about their intentions toward each other, to refrain from adopting offensive postures in that relationship. I think the same has generally been true of relations between Canada and the United States over the last century, but the recent rhetoric of the U.S. president might suggest that Canada would be wise to begin to re-assess the probability that the U.S. will continue to respect its territorial integrity.

Those examples illustrate the point I want to make. It is possible to make probabilistic assessments about the intentions of other states from past behavior and the rhetoric of their leaders. Some states obviously have peaceful intentions towards their neighbors whereas other states are currently engaged in predatory activities. In other instances, the probability of predatory behavior over the next decade might lie in the range from 0.1% to 1%; or from 90% to 100%; or in some other range.

The other weakness in Mearsheimer’s analysis seems to me to be an excessive focus on China as the potential hegemon. I agree with his analysis and policy prescription relating to China - as long as “containment” is pursued in a manner that can be presented to the Chinese government as a response to its aggressive policies toward its neighbors, rather than as an attempt to impede China's peaceful interactions with its neighbors.

 It seems to me, however, that communities of peaceful nations should be concerned to discourage all states from predation on their neighbors.  States that profit from predation have no incentive to stop until they assess that the costs of further predation are outweighed by the benefits. States in the neighborhood of Russia, Iran, and North Korea have good reasons to seek to contain the aggressive tendencies of those countries. Given that China, Russia, Iran and North Korea engage in military cooperation with each other, it would be particularly unwise for the U.S. and its allies to be unduly pre-occupied with responding to the rise of China.

Conclusions

John Mearsheimer’s theory of aggressive realism suggests that the over-riding goal of each state is to maximize its share of world power. He argues that there are powerful incentives for all great powers to act offensively with regard to each other.

The crucial assumption that Mearsheimer makes is that no state can ever be certain about another state’s intentions, regarding use of offensive military capability. I argue that it is possible for states to make probabilistic assessments about the intentions of other states based on past behavior and the rhetoric of their leaders.

It is not difficult to identify nations that have a recent track record of predatory behavior. Peaceful nations have an obvious incentive to band together to enforce international rules that outlaw invasion and other violent predatory activity.

Mearsheimer’s concerns about challenges that could arise from emergence of a new hegemon have led him to focus on the risks posed by the rise of China. While I agree with much of his analysis regarding the threat posed by China in the years ahead, it would be unwise for peaceful nations to overlook the threats currently posed by others (including Russia, Iran and North Korea) who clearly have predatory intentions toward other jurisdictions in their neighborhoods and are currently engaging in military cooperation in pursuit of their several objectives.


Tuesday, September 10, 2024

Does your well-being depend on your PCNs?

 



The accompanying graphic suggests that it does. It is from Michael A Bishop’s book,
The Good Life: Unifying the Philosophy and Psychology of Well-Being, published in 2015.

What is a PCN? A PCN is a positive causal network, or feedback loop. The general idea behind PCNs is that a person has a high level of well-being when they are experiencing a self-perpetuating cycle of positive emotions, positive attitudes, positive traits, and successful engagement with the world.

Bishop wrote the book to provide positive psychology with a solid foundation based on “a bit of fairly conventional philosophy of science”. He argues that the philosophical literature on well-being (hedonism, informed desire theory, and Aristotelianism) is too fragmented to provide positive psychology with a solid foundation.

The author observes that positive psychology offers practical, science-based advice about well-being. The explosion of scientific research on well-being has revealed homeostatically clustered sets of feelings, emotions, attitudes and behaviors. That provides the basis for positive psychology to be viewed as the study of the structure and dynamics of PCNs.

Bishop demonstrates that much research in positive psychology can be viewed in that light.

Consistency with my view of well-being

In my view, it makes sense to view psychological well-being as being at the opposite end of the spectrum to mental illness. Felicia Hupert and Timothy So viewed it as being on the opposite end of the spectrum to anxiety and depression. Those authors identified ten symptoms of well-being: competence, emotional stability, engagement, meaning, optimism, positive emotion, positive relationships, resilience, self-esteem, and vitality. They examined relationships among those symptoms in a study using data from a representative sample of 43, 000 Europeans. (‘Flourishing Across Europe’, Soc. Ind. Res. 2013.)

The view of psychological well-being adopted by Hupert and So seems to me to be easier to understand than Michale Bishop’s view that it consists of PCNs. Nevertheless, the two views don’t conflict. At one point Bishop actually suggests that it is possible to understand PCNs by contrasting them with negative or vicious causal cycles involving negative thoughts, feelings, attitudes, behaviors and dysfunctions.

Do PCNs constitute “The Good Life”?

As a neo-Aristotelian, the main objection I have to Bishop’s book is its title.

I am not particularly concerned that Bishop’s approach might be at variance with that of psychologists who claim to have an Aristotelian approach to positive psychology. Those people are well-intentioned but the indicators they use seem to be somewhat removed from what Aristotle had in mind when he expressed the view that human flourishing is a virtuous activity of the soul.

I guess that Aristotle would see a strong positive link between virtue and PCNs. After all, he saw virtue as being about not just about doing the right thing but also taking pleasure in it. Of course, Aristotle also acknowledged that people could obtain pleasure (but not eudaimonia) without being virtuous.

That raises the question of whether it is possible for a villain to have a high level of psychological well-being. In my book, Freedom, Progress, and Human Flourishing I expressed a view implying that villains can’t have high level of psychological well-being:

“It may be possible for a villain to score highly on positive emotion and self-esteem, but I doubt that a villain could obtain a high overall score in a competently administered psychological assessment.”

I based that view on research findings relating to the dark triad.

Bishop presents a different view:

“In a culture in which cruelty is rewarded, a person naturally disposed to cruelty can have success and a high degree of well-being. This is not a consequence to jump for joy about. It’s just a sobering fact about our world that bad people can have well-being.”

Bad people can certainly have the outward signs of success in a culture in which cruelty is rewarded but I suspect that, even in that cultural context, people who take a stand against cruelty may tend to have stronger PCNs. (I could be wrong about that. It is an empirical question.)

In their book, Modernizing Aristotle’s Ethics, Roger Bissell and Vinay Kolhatkar suggest that humaneness is constitutive of a psychic state humans desire and cite evidence opposed to the widespread belief that ruthless people tend to get ahead in life, love, and especially business. (For references, please see my essay entitled ‘Is it possible for humans to flourish if they don’t live good lives?, recently published on The Savvy Street).

Irrespective of whether bad people can have high PCNs, no Aristotelian could accept that they are flourishing. The view that bad people can live “good” lives is also opposed to the folk view of what it means to live a good life. (Please see the essay cited above for references and discussion.)

Conclusions

In his book, The Good Life, Michael Bishop argues that positive psychology should be viewed as the study of the structure and dynamics of positive causal networks (PCNs). PCNs are self-perpetuating cycles of positive emotions, positive attitudes, positive traits, and successful engagement with the world.

The view that psychological well-being is deeply rooted in strong PCNs seems to be consistent with the view that it lies on the opposite end of the spectrum to anxiety and depression.

The title of Bishop’s book is at variance with his view that it is possible for bad people to have strong PCNs. I am not convinced that it is possible for bad people to have high PCNs. Irrespective of whether that is so, however, people of bad character certainly do not live “the good life”.


Monday, August 5, 2024

Why has "Norms of Liberty" made a lasting impression on me?

 


Norms of Liberty is a work of political philosophy written by Douglas B Rasmussen and Douglas J Den Uyl, and published in 2005.

The blurb on Amazon provides a good description of what the book is about:

“How can we establish a political/legal order that in principle does not require the human flourishing of any person or group to be given structured preference over that of any other? Addressing this question as the central problem of political philosophy, Norms of Liberty offers a new conceptual foundation for political liberalism that takes protecting liberty, understood in terms of individual negative rights, as the primary aim of the political/legal order.” 

Rasmussen and Den Uyl argue for construing individual rights as metanormative principles. These principles establish the political/ legal conditions under which full moral conduct can take place.

The authors distinguish metanormative principles from normative principles that provide guidance for moral conduct within the ambit of normative ethics. This crucial distinction allows them to develop liberalism as a metanormative theory rather than as a guide for moral conduct.

The authors show that the moral universe can support liberalism without either being minimized or requiring morality to be grounded in sentiment or contracts. Rather, liberalism can be supported, and many of its internal tensions avoided, with an ethical framework of Aristotelian inspiration―one that understands human flourishing to be an objective, inclusive, individualized, agent-relative, social, and self-directed activity.

Readers who are looking for a more expansive synopsis should read Ed Younkins’s essay, ‘Rasmussen and Den Uyl’s Trilogy of Freedom and Flourishing’, published on The Savvy Street.

Some explanation of the authors’ use of the term ‘liberalism’ might be helpful at this point. As well as defending classical liberalism and libertarianism, the authors seek to defend other types of political liberalism (as the term is used in the United States) which still subscribe to some of the tenets of classical liberalism e.g. that people should be free to pursue their own conceptions of the good life.   

My purpose here is not to review the book but to explain why the book has made a lasting impression on me. First, I will explain why I thought the book made an important contribution when I first read it in 2007. Then, I will explain why I still think the book provides the most appropriate framework in which to consider the rights of individuals.

My initial impression

Rasmussen and Den Uyl advanced their argument for construing individual rights as metanormative principles in large part as a response to communitarian and conservative critics who claimed that liberalism had undermined its own principles.

I had read some communitarian literature prior to reading Norms of Liberty but I was more concerned about the threat to individual rights posed by people who wanted to make happiness a goal of national economic policy. The people concerned wanted to use survey data on average life satisfaction to monitor achievement of that goal. I was concerned that responses to life satisfaction surveys don’t give appropriate weight to everything that is important to people and that using such surveys to pursue a national happiness goal would interfere with individual choice. (I wrote an article about such matters in 2004. It can be found here.)

I read Norms of Liberty at a time when I was ready to move beyond utilitarianism. The welfare economics that I had been imbued with decades earlier seemed to imply that it would be good for governments to adopt aggregate welfare as an over-arching policy goal if only it was possible to measure individual utility in a manner suitable to be aggregated (or averaged) in some way. However, after some economists began to claim that life satisfaction surveys provided a way to do that, the potential conflict with individual liberty could not be ignored. It seemed wrong for liberty to be viewed as just an element in an individual’s utility function. But how could one avoid viewing liberty in that way if the sole goal of individuals is to maximize utility functions?

The answer that Norms of Liberty provided to me was that I needed to step aside from a framework in which all goals of individuals could be summarised neatly in terms of maximizing a nebulous concept referred to as “utility”. I needed to think more broadly in terms of individual flourishing as a multidimensional process. Liberty is integral to individual flourishing because individual flourishing is an inherently self-directed process.

I began blogging soon after reading Norms of Liberty. Some of my initial posts reflect the favourable impression the book had on me soon after I had read it. For example:  What does flourishing mean? , and Is Freedom and necessary condition for human flourishing?

 Later views

Over the years, I have discussed many different things on this blog.  Blogging has been a learning process. I cannot claim that the views I have expressed have always been philosophically coherent.  

Nevertheless, I claim a degree of consistency in advocating for a political/legal order which protects the possibility of individual self-direction, and ensures that the flourishing of any person or group is not given structural preference over any other. I also claim consistent optimism about the potential for the vast majority of individuals to flourish – with help from family and friends – if governments protect their natural rights and refrain from interfering with the manner of their flourishing. (I don’t deny that government assistance has helped some people to flourish but I observe that government assistance is often offered in a manner that encourages people to languish.)

Those ideas are also themes of my book, Freedom, Progress, and Human Flourishing, as well as being reflected in many of the essays on this blog.

While re-reading Norms of Liberty a few days ago, I was struck by its relevance to recent political developments in many of the countries often referred to as western liberal democracies. When I first read the book, I had the impression that groups who sought to have their modes of flourishing given structural preference over others lacked the political power to implement their policies. At that time, the main threat to individual self-direction seemed to come from well-meaning paternalists who wanted to use the coercive powers of the state to make people happy.

More recently, it seems to me that some groups are increasingly seeking to use the coercive powers of the state to have their modes of flourishing given structural preference over others. I don’t see this tendency as being confined to any one religious or political group, although some are more prone than others to advocate restrictions on liberty.

One development that seems to me to be of particular concern is the increasing prevalence of the idea that freedom of speech should be restricted to protect people from being offended by what others may say about their ethnicity, religious views etc. If the legal system gives people greater incentives to take offence at what others say, it is reasonable to predict an increase in the extent to which people take offence, leading to demands for further restriction of freedom of speech. Threats of violence should be prohibited because they are incompatible with peaceful coexistence. Beyond that, however, restriction of freedom of speech is a slippery slope that is likely to increase, rather than lessen, conflict between different community groups.

Conclusion

My purpose in writing this essay has been to explain why Norms of Liberty, by Douglas Rasmussen and Douglas Den Uyl, has made a lasting impression on me.

At the time I first read Norms of Liberty, in 2007, I was particularly concerned about threats to liberty posed by the proposals of some utilitarians who want to make happiness a goal of national economic policy and to use survey measures of average life satisfaction to monitor achievement of that goal. I was concerned that average life satisfaction doesn’t adequately account for liberty. That provided the context in which I was ready to step aside from the idea that all the goals of individuals could be summarized in terms of utility maximization. It made more sense to think of individual flourishing as a multidimensional process which is largely self-directed and to think of liberty as the metanormative principle that protects the possibility of individual self-direction.

I still think the best defence of liberty is to view it as the means of protecting the possibility of individual self-direction, and ensuring that the flourishing of any person or group is not given structural preference over any other. While re-reading Norms of Liberty it struck me that since the book was written, groups seeking to have their modes of flourishing given structural preference over others have come to pose an increasing threat to liberty in the western liberal democracies. Peaceful coexistence among different groups is likely to break down if norms of liberty are not adequately defended.